News from IMS

FSA Extends Short Selling Disclosure Regime

As expected the FSA has extended the existing short selling disclosure regime which was due to expire on 30 June.

 

 

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Good news from Europe; Removal of large exposure requirements

After many years of lobbying, on 6th May the EU finally passed legislation that allows the FSA to remove many Investment firms from the large exposures regime.

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EU moves the regulatory goal posts for Alternative Managers: Prepare for the UK Versus Europe

IMS response to the EU Directive on Alternative Investment Fund Managers

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FSA Extends Short Selling Disclosure Regime

As expected the FSA has extended the existing short selling disclosure regime which was due to expire on 30 June.

 

> More information

Good news from Europe; Removal of large exposure requirements

After many years of lobbying, on 6th May the EU finally passed legislation that allows the FSA to remove many Investment firms from the large exposures regime.

> More information

EU moves the regulatory goal posts for Alternative Managers: Prepare for the UK Versus Europe

IMS response to the EU Directive on Alternative Investment Fund Managers

> More information
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Welcome to IMS Consulting

IMS Consulting is the largest independent compliance consultancy in the UK focusing solely on the asset management and securities industries.

Since 1996 we have been providing our clients with solutions to all types of compliance issues: from high-level organisational risk management arrangements, to detailed process analysis.

Our experienced professionals support more than 250 investment businesses across the asset management and securities industries.